Passed
Passed yesterday. Used Kaplan last few practice exams were 74-82 range. Supplemented with series 7 G and Ken material on YT.
Felt confident going in. Definitely thought exam was much more difficult than expected. I felt i got a bad draw. Wrote some notes on train after will attach below. Stay confident during and you will be fine.
Tries to trick you up on lengthy wording
Mutual fund vs ETF intricacies
Mutual fund taxation
Gifting & death pass on of securities taxation
Interval funds? Supervoting classification?
Basic options calculating BE and profits and loss
Gets tricky asking for cost basis vs profit and when premium is included or not
When pre approval or filling is needed for presentations or emails to customers/retail comms I got a ton of these
I didn’t have nearly as much on munis as I hoped but still prepare as it’s used alot in suitability
Suitability suitability suitability. Taxation of all investments important to know
Rev bonds how the are different from GOs
Income producing funds and when do use each one
Biz development companies