u/Rosy_Daydream

Just passed the 65!

My recommendations:

  1. Study the model rule (edit: Rule 102-a-4-1)! I only read through it once, but there were a disproportionate amount of questions on it.
  2. Dual-registered IARs and agents came up a lot, so make sure you are clear on the differences and how they work together (which makes sense because it is true to life)

I used Kaplan.

All the best to those still studying!!

Edit: https://www.nasaa.org/wp-content/uploads/2022/07/1956-Act-Rule-102-a-4-1-Unethical-Business-Practices-20220516.pdf

reddit.com
u/Rosy_Daydream — 9 days ago