

Kaplan or STC correct?
Conflicting information regarding subordinated loans from STC and KAPLAN.
Kaplan: subordinated loans must be filed 10 days prior to effective date with FINRA
STC: subordinated loans must be filed 10 days prior to effective date with SEC, 30 days for FINRA.
- Must it be filed with 1 or both of these
- Is it 30 days or 10? Or both?
Thanks!