u/WeeHooHeeWho

Hypocrisy (I'm just venting)

SERIES 65: "It's unethical to state that past performance guarantees results."

ALSO SERIES 65: "Inflation increases during economic peaks and decreases during economic troughs."

.....

SERIES 65: "It is both the broker-dealer and the agent's legal responsibility to notify the Administrator of a termination"

ALSO SERIES 65: "Only Broker-Dealers can submit a Form-U5"

ME: "But if an agent can't submit Form-U5, how are they supposed to ensure they legally comply with...."

SERIES 65: "I SAID ONLY BROKER-DEALERS CAN SUBMIT FORM-U5!!!"

...I'm mostly just shit-posting / venting after 2-3 months of non-stop studying and hating this tip-toe dance across these trap-question minefields. I just want the pain and misery of this exam to be over with, lol.

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u/WeeHooHeeWho — 3 days ago