▲ 4 r/Series65
Hypocrisy (I'm just venting)
SERIES 65: "It's unethical to state that past performance guarantees results."
ALSO SERIES 65: "Inflation increases during economic peaks and decreases during economic troughs."
.....
SERIES 65: "It is both the broker-dealer and the agent's legal responsibility to notify the Administrator of a termination"
ALSO SERIES 65: "Only Broker-Dealers can submit a Form-U5"
ME: "But if an agent can't submit Form-U5, how are they supposed to ensure they legally comply with...."
SERIES 65: "I SAID ONLY BROKER-DEALERS CAN SUBMIT FORM-U5!!!"
...I'm mostly just shit-posting / venting after 2-3 months of non-stop studying and hating this tip-toe dance across these trap-question minefields. I just want the pain and misery of this exam to be over with, lol.
u/WeeHooHeeWho — 3 days ago