u/lerroyjenkinss

I posted a year or so ago about beginning work at an RIA and i asked about how I should bring up a disclosure from a prior employer. I have a disclosure from a BD where I previously worked. They fired me for allegedly simulating working activity. Not a client facing disclosure, not a huge deal. At this new RIA I worked in admin doing contracts and now have started this advisor training program where I can get sponsored and get more licenses. I am going to begin the registration process soon and my question is:

when if at all should I bring up my disclosure to my manager?

I’d love to be transparent before I submit my U4 just in case I need to disclose this on there and my employer sees it. But I don’t want to bring it up if it’s not that big a deal and it could jeapordize my standing with the company. They’ve invested a lot in my and I’ve done good work so I don’t think it would hurt to be transparent and this point. What should I do?

Trying to file a police report for someone that stole my credit card online. I tracked down where they live in Charlotte and want to file a report before the holiday tomorrow. Anyone have any tips / advice? Been calling 311 but been on hold forever.

Looking for perspective/advice on the series 65. I want to gauge how difficult this exam will be. I passed the 7 and 63 a few years back but have heard the 65 is pretty difficult.

Does anyone have any testimonials for someone with a similar background to me? I was sponsored by Vanguard and studying full time for the other exams. I also failed the CFA while working full time previously.

The main thing that makes me nervous is the lack of sleep. I have a 10 m/o who doesn’t sleep very well and I worry that this will make things difficult. Any advice guys?